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2. Series 6 exam - Wikipedia

   en.wikipedia.org/wiki/Series_6_Exam

   A Series 6 registered individual is not a stockbroker since Series 6 license holders cannot sell stock, other corporate securities, direct participation programs (DPPs), or option products. This exam is administered by the Financial Industry Regulatory Authority (FINRA, previously known as the NASD).

3. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   Series 62 – Corporate Securities – Limited Representative Exam (Discontinued) Series 63 – Uniform Securities Agent State Law Exam *. Series 65 – Uniform Investment Adviser Law Exam *. Series 66 – Uniform Combined State Law Exam (Combined 63 and 65)*. Series 72 – Government Securities – Limited Representative.

4. What Are Variable Annuities and Who Can Sell Them? - AOL

   www.aol.com/finance/variable-annuities-sell-them...

   The Series 6 license allows you to sell packaged investment products, including variable annuities, while the Series 7 license encompasses the sale of all securities products, including packaged ...

5. Series 7 exam - Wikipedia

   en.wikipedia.org/wiki/Series_7_Exam

   In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and variable contracts.

6. Financial Advisors Can Make Six Figures a Year: Here ... - AOL

   www.aol.com/finance/financial-advisors-six...

   Series 6 license. Series 7 license. Series 63 license. Series 65 license. Series 3 license “In some places, you might also need to take continuing education courses,” Croak said.

7. Uniform Securities Agent State Law Exam - Wikipedia

   en.wikipedia.org/wiki/Uniform_Securities_Agent...

   The Uniform Securities Agent State Law Examination consists of 65 multiple-choice questions. Applicants are allowed 75 minutes to complete the examination. Applicants must attain scores of 72% in order to pass. Credit is only given for correct answers. Of the 65 questions on the exam, 60 will count toward the final score.