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The Form 13F data sets are extracted from the eXtensible Markup Language (XML) based portion of Form 13F submissions in EDGAR. The data is presented without change from the “as-filed” submissions and in a flattened format to provide the public with readily available Form 13F data. The data sets will be updated quarterly.
A: Rule 13f-1(a)(1) requires that you submit four Form 13F filings when you meet the $100 million filing threshold on the last trading day of any month during any calendar year. See Rule 13f-1(a)(1) under the Securities Exchange Act. Rule 13f-1(a)(1) requires that you make all four Form 13F filings, even if -- after meeting the $100 million ...
This list of "Section 13 (f) securities" as defined by Rule 13f-1 (c) [17 CFR 240.13f-1 (c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m (f) (4)]. It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f ...
Search Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
1. This form consists of three parts: the Form 13F Cover Page (“Cover Page”), the Form 13F Summary Page (“Summary Page”), and the Form 13F Information Table (“Information Table”). The Cover Page: 2. The period end date used in the report is the last day of the calendar year or quarter, as
The new EDGAR advanced search gives you access to the full text of electronic filings since 2001. Company name, ticker, CIK number or individual's name + more search options. Exclude insider equity awards, transactions, and ownership (Section 16 Reports) Insider equity awards, transactions, and ownership (Section 16 Reports) Clear all.
The adopting release for Rule 13f-2 and related Form SHO, as well as the notice of the amendment to the CAT NMS Plan, will be published in the Federal Register. The final rule, Form SHO, and the amendment to the CAT NMS Plan will become effective 60 days after publication of the adopting release in the Federal Register.
Form 13F-HR - Quarterly report filed by institutional managers, Holdings: . SEC Accession No. 0000921895-23-002633 . Filing Date
DESCRIPTION FOR INFORMATION TABLE. form13fInfoTable.xml. INFORMATION TABLE. 23077172. Complete submission text file. 0001086364-21-000038.txt. 23087913. Mailing Address 55 EAST 52ND STREET NEW YORK NY 10055. Business Address 55 EAST 52ND STREET NEW YORK NY 10055 212-810-5300.
Submit Filings. The Electronic Data Gathering, Analysis and Retrieval (EDGAR) system is the primary way for companies and individuals to submit filings to the SEC in accord with the federal securities laws. EDGAR is available to accept filings from 6 a.m. to 10 p.m. ET weekdays (except federal holidays). Filings made outside of these times are ...